Secondary pooling events - CASS Provision: Difference between revisions
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{{CASS Section 7A. | {{CASS Section 7A.3 TOC}} | ||
Latest revision as of 16:04, 8 November 2018
CASS Anatomy™
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- Failure of a bank, intermediate broker, settlement agent or OTC counterparty: secondary pooling events:7A.3.1 | 7A.3.2 | 7A.3.3
- Failure of a bank: 7A.3.4 | 7A.3.5
- Failure of a bank: pooling: 7A.3.6 | 7A.3.7 | 7A.3.8 | 7A.3.9 | 7A.3.10 | 7A.3.11 | 7A.3.12
- Client money received after the failure of a bank: 7A.3.13 | 7A.3.14 | 7A.3.15
- Failure of an intermediate broker, settlement agent or OTC counterparty: Pooling: 7A.3.16 | 7A.3.17
- Client money received after the failure of an intermediate broker, settlement agent or OTC counterparty: 7A.3.18
- Notification to the FCA: failure of a bank, intermediate broker, settlement agent or OTC counterparty: 7A.3.19