Pages that link to "Template:Comms"
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The following pages link to Template:Comms:
Displayed 250 items.
- Rehypothecation (transclusion) (← links)
- Credit Support Deed (transclusion) (← links)
- CSD (transclusion) (← links)
- Trust (transclusion) (← links)
- Ultra vires (transclusion) (← links)
- Deed (transclusion) (← links)
- Best execution (transclusion) (← links)
- Securities lending (transclusion) (← links)
- Default Market Value - GMSLA Provision (transclusion) (← links)
- Determination of Default Market Value - GMSLA Provision (transclusion) (← links)
- Application of Best Execution - COBS Provision (transclusion) (← links)
- Financial instrument (transclusion) (← links)
- Commercially reasonable manner (transclusion) (← links)
- Good faith (transclusion) (← links)
- Futures (transclusion) (← links)
- Governing Law and Jurisdiction - GMSLA Provision (transclusion) (← links)
- Credit risk mitigation - CRR Provision (transclusion) (← links)
- Counterparty credit risk (transclusion) (← links)
- Capital Requirements Regulation (transclusion) (← links)
- Set-off - GMSLA Provision (transclusion) (← links)
- Combination of accounts (transclusion) (← links)
- Financial Collateral Directive (transclusion) (← links)
- Regulated market - FCA Rulebook Term (transclusion) (← links)
- OTC (transclusion) (← links)
- Client money (transclusion) (← links)
- Europe (transclusion) (← links)
- European Union (transclusion) (← links)
- European Economic Area (transclusion) (← links)
- European Free Trade Association (transclusion) (← links)
- Assignment by way of security (transclusion) (← links)
- Set-off (transclusion) (← links)
- Nemo dat quod non habet (transclusion) (← links)
- Insolvency (transclusion) (← links)
- Charge (transclusion) (← links)
- Implied term (transclusion) (← links)
- Uniform Commercial Code (transclusion) (← links)
- Luxembourg (transclusion) (← links)
- Documentation (transclusion) (← links)
- Client’s best interest rule (transclusion) (← links)
- Default under specified transaction (transclusion) (← links)
- Master trading agreement (transclusion) (← links)
- Global Master Repurchase Agreement (transclusion) (← links)
- Sub-custodian (transclusion) (← links)
- UCITS V (transclusion) (← links)
- Depositary (transclusion) (← links)
- Depositary's obligations re safekeeping of assets - AIFMD Provision (transclusion) (← links)
- Depositary - AIFMD Provision (transclusion) (← links)
- AIFMD Anatomy (transclusion) (← links)
- Alternative investment fund (transclusion) (← links)
- Objective reason - AIFMD Provision (transclusion) (← links)
- Depositary lite - AIFMD Provision (transclusion) (← links)
- Reporting obligations for prime brokers - AIFMD Provision (transclusion) (← links)
- Marketing of units or shares of EU AIFs in the home Member State of the AIFM (transclusion) (← links)
- Prime broker (transclusion) (← links)
- Depositary comparison under AIFMD and UCITS (transclusion) (← links)
- Depositary - UCITS V Provision (transclusion) (← links)
- Delegation of depositary functions - UCITS V Provision (transclusion) (← links)
- Safekeeping by depositary - UCITS V Provision (transclusion) (← links)
- Subscriptions, redemptions, valuation by depositary - UCITS V Provision (transclusion) (← links)
- Written contract with depositary - UCITS V Provision (transclusion) (← links)
- No reuse of assets by depositary - UCITS V Provision (transclusion) (← links)
- Objective reason - UCITS V Provision (transclusion) (← links)
- Cash monitoring - UCITS V Provision (transclusion) (← links)
- Netting and Stock Lending - CRR Provision (transclusion) (← links)
- Regulatory Capital Anatomy (transclusion) (← links)
- Geldof Metaalconstructie v Carves (transclusion) (← links)
- Trade exposures with CCPs - CRR Provision (transclusion) (← links)
- CCP-related transaction - CRR Provision (transclusion) (← links)
- Grace period (transclusion) (← links)
- Uncleared margin regulation (transclusion) (← links)
- EMIR Anatomy (transclusion) (← links)
- Risk-mitigation techniques for OTC derivative contracts not cleared by a CCP - EMIR Provision (transclusion) (← links)
- Initial margin (transclusion) (← links)
- Anti-money laundering (transclusion) (← links)
- Treatment of shortfalls - CASS Provision (transclusion) (← links)
- Designated investment - FCA Rulebook Term (transclusion) (← links)
- Custody rules - CASS Provision (transclusion) (← links)
- Safe custody asset - FCA Rulebook Term (transclusion) (← links)
- Post-trade disclosure by investment firms - MiFID Directive Provision (transclusion) (← links)
- Delegation of safekeeping function by depositary - UCITS V Provision (transclusion) (← links)
- Trade reporting (transclusion) (← links)
- 25 - MiFID Directive Provision (transclusion) (← links)
- Transaction reporting (transclusion) (← links)
- Investment advice - MiFID Directive Provision (transclusion) (← links)
- Ancillary services - MiFID Directive Provision (transclusion) (← links)
- Eligible counterparties - COBS Provision (transclusion) (← links)
- Per se eligible counterparties - COBS Provision (transclusion) (← links)
- Elective eligible counterparties - COBS Provision (transclusion) (← links)
- Novation (transclusion) (← links)
- Per se eligible counterparty - COBS Provision (transclusion) (← links)
- SEC Rule 15a-6 (transclusion) (← links)
- Agent as client and reliance on others - COBS Provision (transclusion) (← links)
- Agent as client - FCA Provision (transclusion) (← links)
- Broker-dealer (transclusion) (← links)
- Pledge (transclusion) (← links)
- 1995 ISDA Credit Support Deed (transclusion) (← links)
- Disclosure and transparency rules (transclusion) (← links)
- Certain voting rights to be disregarded - DTR Provision (transclusion) (← links)
- 5 - DTR Provision (transclusion) (← links)
- Notification of the acquisition or disposal of major shareholdings - DTR Provision (transclusion) (← links)
- Contracts for difference (transclusion) (← links)
- Foreign exchange (transclusion) (← links)
- The banking exemption - CASS Provision (transclusion) (← links)
- Disclosure required where held under banking exemption - CASS Provision (transclusion) (← links)
- Margin - GMSLA Provision (transclusion) (← links)
- 10(a)(ix) - GMRA Provision (transclusion) (← links)
- Definitions - GMRA Provision (transclusion) (← links)
- Market Value - GMRA Provision (transclusion) (← links)
- Termination of title transfer collateral arrangements - CASS Provision (transclusion) (← links)
- Murder your darlings (transclusion) (← links)
- Barclays v Unicredit (transclusion) (← links)
- Interest on Outstanding Payments - GMSLA Provision (transclusion) (← links)
- Avoiding conflicts of interest - AIFMD Provision (transclusion) (← links)
- Location of depositary - AIFMD Provision (transclusion) (← links)
- General responsibilities of depositary - AIFMD Provision (transclusion) (← links)
- Issuance and cancellation of fund units etc. - AIFMD Provision (transclusion) (← links)
- Obligation to make unexecuted client limit orders public - COBS Provision (transclusion) (← links)
- No consequential loss - GMSLA Provision (transclusion) (← links)
- Professional client (transclusion) (← links)
- Retail client - COBS Provision (transclusion) (← links)
- Other costs, expenses and interest payable in consequence of an Event of Default - GMSLA Provision (transclusion) (← links)
- Failure to pay - GMSLA Provision (transclusion) (← links)
- Plain English - How (transclusion) (← links)
- Nominee company (transclusion) (← links)
- Special purpose vehicle (transclusion) (← links)
- SPVs in Ireland (transclusion) (← links)
- Ireland (transclusion) (← links)
- Magic words (transclusion) (← links)
- Statute of Frauds 1677 (transclusion) (← links)
- Undertaking (transclusion) (← links)
- Covenant (transclusion) (← links)
- Promise (transclusion) (← links)
- Warranty (transclusion) (← links)
- Representations and warranties (transclusion) (← links)
- Representation (transclusion) (← links)
- Rescind (transclusion) (← links)
- Mutatis mutandis (transclusion) (← links)
- Copyright (transclusion) (← links)
- Confidentiality agreement (transclusion) (← links)
- Process agent (transclusion) (← links)
- Agent (transclusion) (← links)
- Principal (transclusion) (← links)
- Commission (transclusion) (← links)
- Synthetic prime brokerage (transclusion) (← links)
- Executing broker (transclusion) (← links)
- Law of Property Act 1925 (transclusion) (← links)
- Mortgage (transclusion) (← links)
- Security (transclusion) (← links)
- Security interest (transclusion) (← links)
- Event of default (transclusion) (← links)
- Actual/365 (transclusion) (← links)
- Day count fraction (transclusion) (← links)
- Stock loan (transclusion) (← links)
- Master Securities Lending Agreement (transclusion) (← links)
- Reference Dealers - GMSLA Provision (transclusion) (← links)
- Haircut (transclusion) (← links)
- Hedge fund (transclusion) (← links)
- Alpha (transclusion) (← links)
- Vega (transclusion) (← links)
- Leveraged alpha (transclusion) (← links)
- Beta (transclusion) (← links)
- Exchange (transclusion) (← links)
- Swap (transclusion) (← links)
- Tort (transclusion) (← links)
- Torte (transclusion) (← links)
- Breach of contract (transclusion) (← links)
- SCPA (transclusion) (← links)
- SICAV (transclusion) (← links)
- Investment fund (transclusion) (← links)
- Limited liability company (transclusion) (← links)
- SICAF (transclusion) (← links)
- Depository Receipt Supplement (transclusion) (← links)
- Leverage (transclusion) (← links)
- Standard settlement time - GMSLA Provision (transclusion) (← links)
- Undisclosed principal (transclusion) (← links)
- Tax - GMSLA Provision (transclusion) (← links)
- Withholding tax and gross-up (transclusion) (← links)
- Foreign Account Tax Compliance Act of 2009 (transclusion) (← links)
- Plain English - Why (transclusion) (← links)
- Plain English (transclusion) (← links)
- Flawed asset (transclusion) (← links)
- Contractual negligence (transclusion) (← links)
- Negligence (transclusion) (← links)
- Fraud (transclusion) (← links)
- Wilful default (transclusion) (← links)
- Fardell v Potts (transclusion) (← links)
- Artificial intelligence (transclusion) (← links)
- Custodian (transclusion) (← links)
- Email (transclusion) (← links)
- Interest rate swap mis-selling scandal (transclusion) (← links)
- Anus matronae parvae malas leges faciunt (transclusion) (← links)
- Notices - GMSLA Provision (transclusion) (← links)
- Contractual damages (transclusion) (← links)
- Hadley v Baxendale (transclusion) (← links)
- Account control agreement (transclusion) (← links)
- AP Picture Houses v Wednesbury (transclusion) (← links)
- Laches (transclusion) (← links)
- Goldsworthy v Brickell (transclusion) (← links)
- Tai Hing Cotton Mill v Liu Chong Hing Bank (transclusion) (← links)
- Concurrent liability (transclusion) (← links)
- Henderson v Merrett (transclusion) (← links)
- Rome II (transclusion) (← links)
- Contract (transclusion) (← links)
- Client assets (transclusion) (← links)
- Information to clients concerning custody assets and client money - CASS Provision (transclusion) (← links)
- Defender (transclusion) (← links)
- Broker (transclusion) (← links)
- Dealer (transclusion) (← links)
- Delivery versus payment (transclusion) (← links)
- 21(14) - AIFMD Provision (transclusion) (← links)
- Delegation of depositary’s functions - AIFMD Provision (transclusion) (← links)
- Third party - AIFMD Provision (transclusion) (← links)
- 21(11)(d) - AIFMD Provision (transclusion) (← links)
- 21(11)(d)(ii) - AIFMD Provision (transclusion) (← links)
- Authorised signatory lists (transclusion) (← links)
- Deterministic (transclusion) (← links)
- Information to clients - CASS Provision (transclusion) (← links)
- Trustee (transclusion) (← links)
- 6.1.6 - CASS Provision (transclusion) (← links)
- Capacity and authority (transclusion) (← links)
- Capacity (transclusion) (← links)
- Negotiation (transclusion) (← links)
- SWIFT (transclusion) (← links)
- Noel Edmonds (transclusion) (← links)
- Metaphor (transclusion) (← links)
- Title transfer collateral arrangement (transclusion) (← links)
- SFTR (transclusion) (← links)
- Qix (transclusion) (← links)
- And/or (transclusion) (← links)
- Or (transclusion) (← links)
- Master Securities Forward Transaction Agreement (transclusion) (← links)
- Undisclosed agent (transclusion) (← links)
- Surety (transclusion) (← links)
- Beneficiary (transclusion) (← links)
- Hedley Byrne v Heller (transclusion) (← links)
- If in doubt, stick it in (transclusion) (← links)
- Effect (transclusion) (← links)
- Nominalisation (transclusion) (← links)
- Obligated (transclusion) (← links)
- Verb (transclusion) (← links)
- Noun (transclusion) (← links)
- Applicability (transclusion) (← links)
- Adjective (transclusion) (← links)
- Adverb (transclusion) (← links)
- Ecce Custodio (transclusion) (← links)
- Manager (transclusion) (← links)
- For the avoidance of doubt (transclusion) (← links)
- Of (transclusion) (← links)
- Preposition (transclusion) (← links)
- Latin (transclusion) (← links)